Code on Real Estate Investment Trusts 《房地產(chǎn)投資信託基金守則》
Code on Share Repurchases 《公司購回本身股份守則》
（《股份購回守則》）
Code on Takeovers and Mergers 《公司收購及合併守則》
Code on Unit Trusts and Mutual Funds 《單位信託及互惠基金守則》
cold shoulder order 冷淡對待令
collateral 抵押品；擔(dān)保物*
collateral eligibility 抵押品資格
Collateralised Bond Obligation (CBO) 債券抵押證券
Collateralised Loan Obligation (CLO) 貸款抵押證券
collateralised repo 質(zhì)押式回購*
collateralised warrant 有抵押權(quán)證
collective investment fund 集體投資基金
collective investment scheme (CIS) 集體投資計劃
Collector of Stamp Revenue 印花稅署署長
co-manager 聯(lián)席經(jīng)辦人
combination order 綜合盤；組合盤
combined net tangible assets 合併有形資產(chǎn)淨(jìng)值
combo order 綜合盤；組合盤
comfort letter 聯(lián)繫證明書；信心保證書；資料印證工作函
commercial paper 商業(yè)票據(jù)
commission rebate 傭金回扣；回傭
Commissioner of Insurance 保險業(yè)監(jiān)理專員
Committee of Payment System【HKMA】 支付系統(tǒng)小組委員會【金管局】
Committee on Payment and Settlement Systems, The (CPSS) 支付及結(jié)算系統(tǒng)委員會
Committee on Unit Trusts【SFC】 單位信託委員會【證監(jiān)會】
commodities dealer 商品交易商
Commodities Trading Ordinance 《商品交易條例》
Commodity Exchanges (Prohibition) Ordinance 《商品交易所（禁止經(jīng)營）條例》
Commodity Futures Trading Commission (CFTC)【US】 商品期貨交易委員會【美國】
Common Collateral Management System (CCMS) 共同抵押品管理系統(tǒng)
common nominee 共用代理人
"common nominee" share certificate 「共用代理人」股票
Common Risk Management System 共同風(fēng)險管理系統(tǒng)
communication status message line 通訊線路現(xiàn)況顯示行
Companies (Amendment) Ordinance 2004 《2004年公司(修訂)條例》
Companies (Summary Financial Reports of Listed Companies) Regulation 《公司(上市公司的財務(wù)摘要報告)規(guī)例》
Companies Registry 公司註冊處
Company Bulletin Board【UK】 公司交易板【英國】
Compensation Committee 賠償委員會
Compensation Fund Reserve Account 賠償基金儲備賬
compliance adviser 合規(guī)顧問
compliance officer【GEM】 法規(guī)主任【創(chuàng)業(yè)板】
composite order 綜合盤；組合盤
composite risk 綜合風(fēng)險
composite table 綜合表
composite trades 綜合買賣
Comptroller of the Currency【US】 美元總會計長【美國】
compulsory buy-in 強制補購
Compulsory Stock Borrowing and Lending Service in CCASS 中央結(jié)算系統(tǒng)強制證券借貸服務(wù)
Computershare Hong Kong Investor Services Limited (CHIS) 香港中央證券登記有限公司
concentrated position 集中持倉量
concentration risk 集中風(fēng)險
concentration risk adjustment 集中風(fēng)險調(diào)整
concept stock 概念股
conditional agreement 有條件協(xié)議
conditional cash offer 有條件現(xiàn)金收購；有條件現(xiàn)金要約
Conference of Central Securities Depositories (CCSD) 中央證券存管處國際會議
Conflict Committee 利益衝突事宜委員會
connected person 關(guān)連人士
connected transaction 關(guān)連交易
consideration 代價；約價*
consideration issue 代價發(fā)行
consideration share 代價股份
consolidated financial statement 綜合財務(wù)報表
consolidation 合併；整合
constitution 組織章程
construction-in-progress 在建工程
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules 《建議就認可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價格)規(guī)則〉諮詢總結(jié)》
Consultation Conclusions On Draft Practice Note On Overseas Investments By SFC-Authorised Real Estate Investment Trusts 《關(guān)於證監(jiān)會認可的房地產(chǎn)投資信託基金的海外投資的應(yīng)用指引草擬本的諮詢總結(jié)》
Consultation Conclusions on Investments in Real Estate Investment Trusts by Collective Investment Schemes Authorised under the Code on Unit Trusts and Mutual Funds 《有關(guān)根據(jù)〈單位信託及互惠基金守則〉獲認可的集體投資計劃投資於房地產(chǎn)投資信託基金的諮詢總結(jié)》
Consultation Conclusions on Proposed Measures to Address Risks Arising from Securities Margin Financing 【SFC】 《關(guān)於處理源自證券保險金融資的風(fēng)險的建議措施的諮詢總結(jié)》【證監(jiān)會】
Consultation Conclusions on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》
Consultation Conclusions on the Reduction of Minimum Spreads 《縮窄最低上落價位諮詢總結(jié)》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對保薦人及獨立財務(wù)顧問監(jiān)管的諮詢總結(jié)》
Consultation Conclusions on the Regulatory Framework for Addressing Analyst Conflicts of Interest 《關(guān)於處理分析員利益衝突的監(jiān)管架構(gòu)的諮詢總結(jié)》
Consultation Conclusions on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance 《有關(guān)檢討〈證券及期貨條例〉第XV部的披露權(quán)益制度的諮詢總結(jié)》
Consultation Conclusions on the Review of the Level and Funding of the Investor Compensation Fund, Broker Defaults since 1998 and the Operation of the Investor Compensation Arrangements 《有關(guān)檢討投資者賠償基金的水平及經(jīng)費、自1998年以來發(fā)生的經(jīng)紀違責(zé)事件及投資者賠償安排運作情況的諮詢總結(jié)》
Consultation Conclusions to the Consultation Paper on the Regulation of Sponsors and Compliance Advisers 《有關(guān)監(jiān)管保薦人及合規(guī)顧問的諮詢總結(jié)》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market 《有關(guān)無紙化證券市場的建議運作模式的諮詢文件》
Consultation Paper on a Review of the Codes on Takeovers and Mergers and Share Repurchases 《有關(guān)檢討〈公司收購、合併及股份購回守則〉的諮詢文件》
Consultation Paper on Legislative Proposals to Establish Financial Reporting Council 《有關(guān)成立財務(wù)匯報局的立法建議諮詢》
Consultation Paper on New Structure for Listing Decision-making 《上市決策新架構(gòu)諮詢文件》
Consultation Paper on Proposals for a Scripless Securities Market 《關(guān)於建立無紙化證券市場的建議的諮詢文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures 《為便利股份或債權(quán)證要約而就〈公司條例〉提出的修訂建議諮詢文件》
Consultation Paper on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules, A 《〈證券及期貨(在證券市場上市)規(guī)則〉的建議修訂諮詢文件》
Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges 《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢文件》
Code on Share Repurchases 《公司購回本身股份守則》
（《股份購回守則》）
Code on Takeovers and Mergers 《公司收購及合併守則》
Code on Unit Trusts and Mutual Funds 《單位信託及互惠基金守則》
cold shoulder order 冷淡對待令
collateral 抵押品；擔(dān)保物*
collateral eligibility 抵押品資格
Collateralised Bond Obligation (CBO) 債券抵押證券
Collateralised Loan Obligation (CLO) 貸款抵押證券
collateralised repo 質(zhì)押式回購*
collateralised warrant 有抵押權(quán)證
collective investment fund 集體投資基金
collective investment scheme (CIS) 集體投資計劃
Collector of Stamp Revenue 印花稅署署長
co-manager 聯(lián)席經(jīng)辦人
combination order 綜合盤；組合盤
combined net tangible assets 合併有形資產(chǎn)淨(jìng)值
combo order 綜合盤；組合盤
comfort letter 聯(lián)繫證明書；信心保證書；資料印證工作函
commercial paper 商業(yè)票據(jù)
commission rebate 傭金回扣；回傭
Commissioner of Insurance 保險業(yè)監(jiān)理專員
Committee of Payment System【HKMA】 支付系統(tǒng)小組委員會【金管局】
Committee on Payment and Settlement Systems, The (CPSS) 支付及結(jié)算系統(tǒng)委員會
Committee on Unit Trusts【SFC】 單位信託委員會【證監(jiān)會】
commodities dealer 商品交易商
Commodities Trading Ordinance 《商品交易條例》
Commodity Exchanges (Prohibition) Ordinance 《商品交易所（禁止經(jīng)營）條例》
Commodity Futures Trading Commission (CFTC)【US】 商品期貨交易委員會【美國】
Common Collateral Management System (CCMS) 共同抵押品管理系統(tǒng)
common nominee 共用代理人
"common nominee" share certificate 「共用代理人」股票
Common Risk Management System 共同風(fēng)險管理系統(tǒng)
communication status message line 通訊線路現(xiàn)況顯示行
Companies (Amendment) Ordinance 2004 《2004年公司(修訂)條例》
Companies (Summary Financial Reports of Listed Companies) Regulation 《公司(上市公司的財務(wù)摘要報告)規(guī)例》
Companies Registry 公司註冊處
Company Bulletin Board【UK】 公司交易板【英國】
Compensation Committee 賠償委員會
Compensation Fund Reserve Account 賠償基金儲備賬
compliance adviser 合規(guī)顧問
compliance officer【GEM】 法規(guī)主任【創(chuàng)業(yè)板】
composite order 綜合盤；組合盤
composite risk 綜合風(fēng)險
composite table 綜合表
composite trades 綜合買賣
Comptroller of the Currency【US】 美元總會計長【美國】
compulsory buy-in 強制補購
Compulsory Stock Borrowing and Lending Service in CCASS 中央結(jié)算系統(tǒng)強制證券借貸服務(wù)
Computershare Hong Kong Investor Services Limited (CHIS) 香港中央證券登記有限公司
concentrated position 集中持倉量
concentration risk 集中風(fēng)險
concentration risk adjustment 集中風(fēng)險調(diào)整
concept stock 概念股
conditional agreement 有條件協(xié)議
conditional cash offer 有條件現(xiàn)金收購；有條件現(xiàn)金要約
Conference of Central Securities Depositories (CCSD) 中央證券存管處國際會議
Conflict Committee 利益衝突事宜委員會
connected person 關(guān)連人士
connected transaction 關(guān)連交易
consideration 代價；約價*
consideration issue 代價發(fā)行
consideration share 代價股份
consolidated financial statement 綜合財務(wù)報表
consolidation 合併；整合
constitution 組織章程
construction-in-progress 在建工程
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules 《建議就認可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價格)規(guī)則〉諮詢總結(jié)》
Consultation Conclusions On Draft Practice Note On Overseas Investments By SFC-Authorised Real Estate Investment Trusts 《關(guān)於證監(jiān)會認可的房地產(chǎn)投資信託基金的海外投資的應(yīng)用指引草擬本的諮詢總結(jié)》
Consultation Conclusions on Investments in Real Estate Investment Trusts by Collective Investment Schemes Authorised under the Code on Unit Trusts and Mutual Funds 《有關(guān)根據(jù)〈單位信託及互惠基金守則〉獲認可的集體投資計劃投資於房地產(chǎn)投資信託基金的諮詢總結(jié)》
Consultation Conclusions on Proposed Measures to Address Risks Arising from Securities Margin Financing 【SFC】 《關(guān)於處理源自證券保險金融資的風(fēng)險的建議措施的諮詢總結(jié)》【證監(jiān)會】
Consultation Conclusions on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》
Consultation Conclusions on the Reduction of Minimum Spreads 《縮窄最低上落價位諮詢總結(jié)》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對保薦人及獨立財務(wù)顧問監(jiān)管的諮詢總結(jié)》
Consultation Conclusions on the Regulatory Framework for Addressing Analyst Conflicts of Interest 《關(guān)於處理分析員利益衝突的監(jiān)管架構(gòu)的諮詢總結(jié)》
Consultation Conclusions on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance 《有關(guān)檢討〈證券及期貨條例〉第XV部的披露權(quán)益制度的諮詢總結(jié)》
Consultation Conclusions on the Review of the Level and Funding of the Investor Compensation Fund, Broker Defaults since 1998 and the Operation of the Investor Compensation Arrangements 《有關(guān)檢討投資者賠償基金的水平及經(jīng)費、自1998年以來發(fā)生的經(jīng)紀違責(zé)事件及投資者賠償安排運作情況的諮詢總結(jié)》
Consultation Conclusions to the Consultation Paper on the Regulation of Sponsors and Compliance Advisers 《有關(guān)監(jiān)管保薦人及合規(guī)顧問的諮詢總結(jié)》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market 《有關(guān)無紙化證券市場的建議運作模式的諮詢文件》
Consultation Paper on a Review of the Codes on Takeovers and Mergers and Share Repurchases 《有關(guān)檢討〈公司收購、合併及股份購回守則〉的諮詢文件》
Consultation Paper on Legislative Proposals to Establish Financial Reporting Council 《有關(guān)成立財務(wù)匯報局的立法建議諮詢》
Consultation Paper on New Structure for Listing Decision-making 《上市決策新架構(gòu)諮詢文件》
Consultation Paper on Proposals for a Scripless Securities Market 《關(guān)於建立無紙化證券市場的建議的諮詢文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures 《為便利股份或債權(quán)證要約而就〈公司條例〉提出的修訂建議諮詢文件》
Consultation Paper on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules, A 《〈證券及期貨(在證券市場上市)規(guī)則〉的建議修訂諮詢文件》
Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges 《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢文件》