NotesOnFinancialExpressions-A(20)金融專業(yè)術(shù)語注解

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英文詞匯 中文釋義 詳細(xì)注解
    all or any part 全部或部分執(zhí)行 1.經(jīng)紀(jì)人在委托投資賬戶中,在客戶規(guī)定的價(jià)格限度內(nèi)自主執(zhí)行全部或部分指令。
    2.A stipulation of a buy or sell order for a discretionary account which instructs the broker to fill whatever part of the order he/she feels is appropriate, at the specified price.
    all or none offering 全部銷售或取消銷售 1.指新發(fā)行證券的公開銷售。全部證券必須在特定日期前售完,否則所有銷售都將取消。
    2.A stipulation of a buy or sell order which instructs the broker to either fill the whole order or don‘t fill it at all; but in the latter case, don‘t cancel it, as the broker would if the order were fill or kill.
    3.A term used in underwriting indicating that if the underwriter isn‘t able to sell all the shares offered, then the offering will be canceled.
    all or none order 全部委托或不委托 指買賣證券時,必須根據(jù)委托規(guī)定的所有數(shù)量進(jìn)行交易,否則就取消指令。例如,投資者可能要求經(jīng)紀(jì)人以每股50美元的價(jià)格購買1000股XYZ股票,如果該價(jià)格只能購買到500股,則不能執(zhí)行該指令。
    allegation 主張 辯解 An assertion of fact, to be proven in court.
    All-holders rule 所有股東規(guī)則 禁止公司或證券發(fā)行者限制部分股東的認(rèn)購權(quán)利;即新股發(fā)行時,現(xiàn)有股東均應(yīng)有權(quán)認(rèn)購新股。
    Allied member 聯(lián)合會員 1.指紐約證券交易所會員公司的股東或合伙人。聯(lián)合會員依規(guī)定不得于交易廳內(nèi)進(jìn)行業(yè)務(wù)。
    2.A general partner or voting stock holder of a NYSE member firm; allowed to perform transactions on the exchange floor.
    alligator spread 鯉魚 1.選擇權(quán)合約的經(jīng)紀(jì)商對價(jià)差交易收取較高昂的傭金,使得該價(jià)差交易部位幾乎無利可圖。以[鯉魚]形容將投資人活吃生吞。
    2.A position consisting of a combination of put options and call options that collectively create commissions so high that it is almost impossible to turn a profit regardless of which direction the underlier moves. The term originates from the idea of the spread "eating the investor alive."
    all-in cost 總計(jì)成本 包括一切附帶費(fèi)用的總成本。
    allocation 分配 1.在發(fā)售證券中,若認(rèn)購額大于發(fā)行數(shù)時,安排機(jī)構(gòu)便會按一些準(zhǔn)則將發(fā)行數(shù)配予認(rèn)購人士,這種做法稱為分配。
    2.在融資安排(例如銀團(tuán)貸款)中,若銀行參與興趣大,則銀行愿意承貸之?dāng)?shù)可能會比借款機(jī)構(gòu)欲借數(shù)目大,在此種情況下,安排機(jī)構(gòu)便需將欲借數(shù)額分予愿承貸的銀行。
    3.The systematic distribution of a limited quantity of resources over various time periods, products, operations, or investments.
    allonge 附簽 A paper attached to a negotiable instrument to enable writing endorsements when the back of the bill is full. An allonge is rare because bills of exchange are no longer very common.